Brokerage

In order to establish a business relationship with “APRICOT CAPITAL” CJSC (hereinafter referred to as the Company) an individual or the authorized representative of the individual Client must submit the following documents:
1. For RA residents, an identity document defined by RA legislation, and for non-residents, an internationally recognized identity document (within the meaning of this clause, a driver’s license is not an identity document),
2. In the case of citizenship of another country, also the identity document of that country,
3. In the case of an individual entrepreneur, document(s) including registration number and TIN or other equivalent numbers,
4. The public services number (social card for RA residents), TIN or a document certifying an equivalent number (if applicable), or a document explaining the reason of absence of such number,
5. In the case of non-residents, another equivalent number that uniquely identifies the person (if available),
6. A document confirming the place of residence (utility bill or payment for other services, bank account statement, statement or any other document in which the included information will prove that the Client resides at the specified address),
7. In the case of foreign persons – Declaration of the Center of Vital Interests. During the business relationship, the “Declaration of the Center of Vital Interests” shall also be filled out in case of a change of the center of vital interests presented in the initial application,
8. In the case of an authorized representative acting on the basis of a power of attorney, the document certifying the powers, the identity document and TIN,
9. Duly completed versions of the following documents presented by the Company:
• Questionnaire To Know And Identify The Client (For Individuals),
• The W-9 or W-8BEN (depending on KYC results) Form,
• Authorization to provide confidential banking information to the US Internal Revenue Service (IRS) Form (if necessary),
10. Other documents requested by the Internal Monitoring Unit of the Company (if necessary).

In order to establish a business relationship with “APRICOT CAPITAL” CJSC (hereinafter referred to as the Company) a legal entity or the authorized representative of the legal entity Client must submit the following documents:
1. Founding document(s) of the legal entity including TIN or a document certifying an equivalent number,
2. The list of authorized representatives who are allowed to act on behalf of a legal entity without a power of attorney, the documents confirming the appointment of authorized representatives, their identity documents, proof of address(es) and TINs,
3. In the case of authorized representatives acting on the basis of a power of attorney, the list of authorized representatives, document certifying their powers, the identity documents, proof of address(es) and TINs,
4. A list of owners (nominee holders) obtained no more than three months prior to the date of submission of these documents provided by the competent authority,
5. Declaration on the existence (absence) of a beneficial owner,
6. Identity document(s), proof of address(es) and TIN(s) of the beneficial owner(s),
7. In case the owners are legal entities, also the list of persons with 10% or more participation in the authorized capitals of these legal entities, provided by the competent authority, as well as the identity documents, proof of address(es) and TINs of these persons (ultimate beneficial owners),
8. In the case of foreign persons – Declaration of the Center of Vital Interests. During the business relationship, the “Declaration of the Center of Vital Interests” shall also be filled out in case of a change of the center of vital interests presented in the initial application,
9. Duly completed versions of the following documents presented by the Company:
• Questionnaire To Know And Identify The Client (For Legal Entities),
• The W-9 or W-8BEN-E (depending on KYC results) Form,
• Authorization to provide confidential banking information to the US Internal Revenue Service (IRS) Form (if necessary),
• The list of persons authorized to submit transaction execution orders on behalf of the legal entity, as well as their identity documents and TINs,
10. Financial statement for the last financial year,
11. License(s), (if any)
12. Other documents requested by the Internal Monitoring Unit of the Company (if necessary).